Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 24, 2018 indicate that New York-based Stifel Nicolaus & Company broker Robert Cleary has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cleary (CRD# 1505792).
Robert Cleary has spent 32 years in the securities industry and has been registered with Stifel Nicolaus & Company in New York, New York since 2007. Previous registrations include Ryan Beck & Company in New York, New York (2002-2007); Gruntal & Company in New York, New York (1993-2002); and Lehman Brothers in New York, New York (1986-1993). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 31, 1986, and Series 7 (General Securities Representative Examination), which he obtained on July 19, 1986. He is a registered broker with 25 US states and territories: Arizona, Arkansas, California, Colorado, Connecticut, Illinois, Iowa, Maryland, Massachusetts, Michigan, Minnesota, Missouri, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Texas, Utah, Virginia and Wisconsin.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In May 2018 a customer alleged Robert Cleary, while employed at Stifel Nicolaus & Company, breached his fiduciary duty, acted negligently, and breached contract. The customer is seeking $300,000 in damages in the pending complaint.
In 2016 a customer alleged Robert Cleary, while employed at Stifel Nicolaus & Company, recommended unsuitable investments that resulted in losses. The complaint settled for $40,000.
If you or someone you know has lost money investing with Robert Cleary, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.