Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 1, 2017 indicate that Florida-based Morgan Stanley broker/adviser Robert Dennison has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dennison (CRD# 2674594).
Robert Dennison has spent 21 years in the securities industry and has been registered with Morgan Stanley in West Palm Beach, Florida since 2013. Previous registrations include RBC Capital Markets in West Palm Beach, Florida; JB Hanauer & Company in West Palm Beach, Florida; Morgan Stanley DW in Purchase, New York; and Painewebber in Weehawken, New Jersey. He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with 13 US states and territories: Alabama, Arizona, California, Colorado, Florida, Maine, Missouri, New Jersey, New York, North Carolina, Oklahoma, Oregon and Texas.
According to his BrokerCheck report, he has received one customer complaint and two pending customer complaints.
In 2016 a customer alleged Robert Dennison, while employed at RBC Capital Markets, recommended unsuitable investments in Puerto Rico municipal bonds. The customer is seeking $115,000 in damages in the pending complaint.
In 2016 a customer alleged Robert Dennison, while employed at RBC Capital Markets, made recommendations which led to an over-concentration in Puerto Rico municipal bonds. The customer is seeking $130,000 in damages in the pending complaint.
In 2015 a customer alleged Robert Dennison, while employed at RBC Capital Markets, recommended unsuitable Puerto Rico municipal bonds. over-concentrated the account, and failed to disclose risks. The complaint settled in 2017 for $25,000.
If you have lost money investing with Robert Dennison, you may be entitled to recoup your losses. Call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect a recovery. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.