Public records provided by the Financial Industry Regulatory Authority (FINRA) on April 6, 2017 indicate that New York-based Joseph Stone Capital broker Robert Murray III has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Murray (CRD# 3036275).
Robert Murray has spent eighteen years in the securities industry and has been registered with Joseph Stone Capital in Mineola, New York since July 2016. Previous registrations include Spartan Capital Securities in New York, New York; Rockwell Global Capital in Melville, New York; Summit Brokerage Services in Amityville, New York; Vanguard Capital in Massapequa, New York; New Castle Financial Services in Melville, New York; Benson York Group in Melville, New York Vanguard Capital in Del Mar, California; and HD Brous & Company in Great Neck, New York. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 24 (General Securities Principal Examination); and Series 7 (General Securities Representative Examination). He is a registered broker with twenty US states and territories.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In December 2016, a customer alleged Robert Murray, while employed at Spartan Capital Securities, charged excessive commissions, converted funds, traded excessively, and made unsuitable investment recommendations. The customer is seeking $374,839 in damages in the pending complaint.
In 2015 a customer alleged Robert Murray, while employed at Spartan Capital Securities, made unsuitable recommendations. The customer is seeking $31,711 in damages in the pending complaint.
In 2004 a customer alleged Robert Murray, while employed at Benson York Group, executed unauthorized trades and made excessive transactions. The complaint settled for $23,715.
If you or someone you know has complaints regarding Robert Murray III, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.