Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 20, 2017 indicate that New York-based National Securities broker Robert Rotunno has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rotunno (CRD# 4025263).
Robert Rotunno has spent 17 years in the securities industry and has been registered with National Securities in New York, New York since January 2016. Previous registrations include Laidlaw & Company in New York, New York; Sands Brothers in New York, New York; Global Capital in Englewood, Colorado; Murphy & Durieu in New York; New York; and American Investment Services in Oklahoma City, Oklahoma. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker with 37 US states and territories.
According to his BrokerCheck report, he has received six customer complaints and two pending customer complaints.
In April 2017 a customer alleged Robert Rotunno, while employed at Laidlaw & Company, over-concentrated investments and made unsuitable recommendations. The customer is seeking $323,000 in damages in the pending complaint.
In April 2017 a customer alleged Robert Rotunno, while employed at Laidlaw & Company, recommended unsuitable products and executed excessive trades. The customer is seeking $572,000 in damages in the pending complaint.
In 2016 a customer alleged Robert Rotunno, while employed at Laidlaw & Company, churned investments and recommended unsuitable products. The complaint settled for $20,000.
In 2014 a customer alleged he, while employed at Laidlaw & Company, made unsuitable recommendations. The complaint, from which he was dismissed, settled for $325,000.
In 2012 a customer alleged he, while employed at Laidlaw & Company, recommended unsuitable products, made misrepresentations of material facts related to investments, breached contract, and breached his fiduciary duty. The complaint settled for $65,000.
If you or someone you know has a complaint regarding Robert Rotunno, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.