Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 22, 2017 indicate that Florida-based Wells Fargo Clearing Services broker/adviser Robert Sklar has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sklar (CRD# 2877294).
Robert Sklar has spent twenty years in the securities industry and has been registered with Wells Fargo Clearing Services in Boca Raton, Florida since 2016. Previous registrations include Morgan Stanley in Plantation, Florida (2009-2016); RBC Capital Markets in Plantation, Florida (2009); and JB Hanauer & Company in Plantation, Florida (1997-2009). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on July 13, 2002; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 3, 1997; and Series 7 (General Securities Representative Examination), which he obtained on June 11, 1997. He is a registered broker and investment adviser with 27 US states and territories and with five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received two customer complaints, one pending customer complaint and one denied customer complaint.
In November 2017 a customer alleged Robert Sklar, while employed at Morgan Stanley, recommended unsuitable purchases of Puerto Rico municipal bonds. The customer is seeking unspecified damages in the pending complaint.
In 2010 a customer alleged Robert Sklar, while employed at JB Hanauer & Company, recommended unsuitable investments. The complaint, in which he was not a named party, settled for $22,000.
In 2010 a customer alleged Robert Sklar, while employed at JB Hanauer & Company, made unsuitable investment recommendations. The complaint, in which he was not a named party, settled for $15,000.
In 2013 a customer alleged he, while employed at RBC Capital Markets, recommended bonds that suffered losses. The customer sought unspecified damages in the complaint, which was denied.
If you or someone you know has lost money investing with Robert Sklar, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.