Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 23, 2018 indicate that New York-based Worden Capital Management broker Robert Yasnis has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Yasnis (CRD# 70411).
Robert Yasnis has spent 22 years in the securities industry and has been registered with Worden Capital Management in New York, New York since October 2017. Previous registrations include Laidlaw & Company in New York, New York (2014-2017); Meyers Associates in New York (2012-2014); Buckman Buckman & Reid in New York (2010-2012); Stephen Kohn & Associates in Lakewood, Colorado (2009-2010); Hallmark Investments in New York (2007-2009); Marquis Financial Services in Brooklyn, New York (2003-2007); Aura Financial Services in Birmingham, Alabama (2002-2003); Saxony Securities in St. Louis, Missouri (2002); Buckman Buckman & Red in Little Silver, New Jersey (1999-2002); GFB Securities in East Meadow, New York (1997-1998); Kirlin Securities in Syosset, New York (1997); KSH Investment Group in Great Neck, New York (1997); Joseph Dillon & Company in Great Neck, New York (1995-1997); Fletcher & Faraday in Hempstead, New York (1994-1995); Cartwright & Walker Securities in Los Angeles, California (1994); Corporate Securities Group in St. Louis, Missouri (1994); and Lew Lieberbaum & Company in Garden City, New York (1993-1994). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on October 21, 2011; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 21, 1993; Series 7 (General Securities Representative Examination), which he obtained on October 18, 1993; and Series 24 (General Securities Principal Examination), which he obtained on August 24, 1999. He is a registered broker with 33 US states and territories.
According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and two denied customer complaints.
In May 2018 a customer alleged Robert Yasnis, while employed at Laidlaw & Company, churned investments, executed unauthorized transactions, and made unsuitable investment recommendations from 2014 through 2017. The customer is seeking $141,119 in damages in the pending complaint.
In 2016 a customer alleged Robert Yasnis, while employed at Laidlaw & Company, churned investments, executed excessive trades and made unsuitable investment recommendations from 2014 until 2016. The complaint settled for $20,000.
In 2011 a customer alleged Robert Yasnis, while employed at Buckman Buckman & Reid, effected unauthorized transactions. The customer sought $19,000 in damages in the complaint, which was denied.
In 2011 a customer alleged he, while employed at Buckman Buckman & Reid, executed an unauthorized transaction. The customer sought unspecified damages in the complaint, which was denied.
If you or someone you know has lost money investing with Robert Yasnis, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.