Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 10, 2018 indicate that former Maryland-based NY Life Securities broker/adviser Ronald Knight has received customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Knight (CRD# 5265446).
Ronald Knight has spent nine years in the securities industry and was most recently registered with NYLife Securities in Timonium, Maryland (2008-2017). He has no previous registrations. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 1, 2008; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on December 27, 2007; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on September 1, 2010. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received two customer complaints.
In February 2018 a customer alleged Ronald Knight, while employed at NYLife Securities, borrowed about $133,677 in funds which were never paid back. The complaint settled in April 2018 for more than $128,300.
In February 2017 a customer alleged Ronald Knight, while employed at NYLife Securities, forged the customer’s signature on two separate checks totaling $14,000, and borrowed funds which were not paid back. The complaint settled in April 2018 for more than $207,900.
If you or someone you know has lost money investing with Ronald Knight, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.