Indiana and California-based National Planning Corporation broker Jacob “Ryan” Ruxer is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ruxer (CRD# 2852614).
Ryan Ruxer has spent seventeen years in the securities industry and has been registered with National Planning Corporation in El Segundo, California and Jasper, Indiana since 2014. Previous registrations include LPL Financial in Jasper, Indiana (2005-2014); Primevest Financial Services in St. Cloud, Minnesota (2002-2005); Fiserv Investor Services in Houston, Texas (1999-2002); and Charles Schwab & Company in San Francisco, California (1998). He is a registered broker with three US states: Florida, Indiana, and Ohio.
According to his BrokerCheck report, Ryan Ruxer is the subject of one pending customer complaint and one closed customer complaint.
In February 2016 a customer alleged Ryan Ruxer, while employed at National Planning Corporation, violated the Indiana Securities Act, violated FINRA conduct rules, breached his contract, breached his fiduciary duty, committed fraud, and acted negligently. The customer is seeking unspecified damages, believed to exceed $5,000, in the pending complaint.
In 2012 a customer alleged Ryan Ruxer, while employed at LPL Financial, misrepresented material facts related to a variable annuity purchase. The customer sought $92,000 in damages in the complaint, which was closed.
If you or someone you know has lost money investing with Ryan Ruxer, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recover your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. You may have a limited window to file your claim, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.
This information is based on publicly available documents provided by FINRA on March 21, 2016.