Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2018 indicate that former Minnesota-based Raymond James & Associates broker/adviser Ryan Wold was discharged from his former employer in connection to alleged rule violations and is currently unaffiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Wold (CRD# 2702213).
Ryan Wold has spent 21 years in the securities industry and was most recently registered with Raymond James & Associates in Edina, Minnesota (2009-2018). Previous registrations include Robert W. Baird & Company in Edina, Minnesota (1998-2009) and Piper Jaffray in Minneapolis, Minnesota (1996-1998). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on April 16, 1996; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 4, 1996; Series 7 (General Securities Representative Examination), which he obtained on February 26, 1996; Series 10 (General Securities Sales Supervisor – General Module Examination), which he obtained on December 28, 2001; and Series 9 (General Securities Sales Supervisor – Options Module Examination), which he obtained on December 4, 2001. He is currently not registered with any state or firm.
According to his BrokerCheck report, he was recently discharged from his former employer in connection to alleged rule violations.
In January 2018 he was terminated from Raymond James & Associates following allegations he failed to follow management’s instructions regarding the “moving of certain high commission accounts to a fee-based alternative” as well as “additional concerns” the firm had concerning the accuracy of customer contact notes entered into the management system for client contacts.
If you or someone you know has a complaint regarding Ryan Wold, call the attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.