Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 30, 2017 indicate that Florida-based RBC Capital Markets broker/adviser Samuel Koltun has been the subject of customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Koltun (CRD# 1739664).
Samuel Koltun has spent 29 years in the securities industry and has been registered with RBC Capital Markets in West Palm Beach, Florida since 2009. He was previously registered with JB Hanauer & Company in West Palm Beach, Florida (1987-2009). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), Series 63 (Uniform Securities Agent State Law Examination), and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with 25 US states and territories.
According to his BrokerCheck report, he has received four customer complaints.
In 2016 a customer alleged Samuel Koltun, while employed at RBC Capital Markets, recommended an over-concentrated in unsuitable Puerto Rico municipal bonds. The complaint settled in May 2017 for $30,000.
In 2015 a customer alleged Samuel Koltun, while employed at RBC Capital Markets, over-concentrated the account in Puerto Rico bonds whose risks he failed to disclose. The complaint settled in 2016 for $399,000.
In 2015 a customer alleged Samuel Koltun, while employed at RBC Capital Markets, over-concentrated the account and failed to disclose the risks associated with Puerto Rico bonds. The complaint settled in March 2017 for $212,500.
In 2016 a customer alleged he, while employed at RBC Capital Markets, recommended unsuitable and over-concentrated Puerto Rico bond investments. The complaint settled in February 2017 for $85,000.
In 2000 a customer alleged he, while employed at JB Hanauer & Company, committed fraud, negligently misrepresented material facts, breached his fiduciary duty, and violated Florida statutes. The complaint settled for $95,000.
If you or someone you know has lost money investing with Samuel Koltun, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.