Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2017 indicate that Florida-based Citigroup Global Markets broker/adviser Sandra McKoy has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. McKoy (CRD# 2954755).
Sandra McKoy has spent 19 years in the securities industry and has been registered with Citigroup Global Markets in Tamarac, Florida since May 2017. She was previously registered with Suntrust Investment Services in Lauderdale Lakes, Florida (1997-2017). She has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), Series 63 (Uniform Securities Agent State Law Examination), Series 26 (Investment Company Products/Variable Contracts Principal Examination) and Series 7 (General Securities Representative Examination). She is a registered broker and investment adviser with seven US states and territories: California, Connecticut, Florida, Georgia, Massachusetts, New Jersey and New York.
According to her BrokerCheck report, she has received one customer complaint and one denied customer complaint.
In March 2016 a customer alleged Sandra McKoy, while employed at SunTrust Investment Services, “made unsuitable recommendations which resulted in unnecessary and unsuitable transactions.” The complaint settled in March 2017 for $50,000.
In 2015 a customer filed a complaint against Sandra McKoy, while she employed at SunTrust Investment Services, alleging she was “unhappy with overall account performance and fees as well as the way assets are listed on her account statement.” The customer sought $60,000 in damages in the complaint, which was denied.
If you or someone you know has lost money investing with Sandra McKoy, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.