Customer Alleged Scott Ente Made Unsuitable Investment Recommendations

Scott Ente

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 27, 2018 indicate that New York-based David Lerner Associates broker Scott Ente is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ente (CRD# 2612038).

Scott Ente has spent 22 years in the securities industry and has been registered with David Lerner Associates in Syosset, New York since 1995. He has no previous registrations. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 19, 1995; Series 7 (General Securities Representative Examination), which he obtained on May 10, 1996; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on August 22, 1995. He is a registered broker with 22 US states and territories: Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, Nevada, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, Virginia, and Washington.

According to his BrokerCheck report, he has received one pending customer complaint.

In January 2018 a customer alleged Scott Ente, while employed at David Lerner Associates, made unsuitable investment recommendations, misrepresented material facts related to an investment, omitted material facts related to an investment, and breached his fiduciary duty in connection to investments in municipal bonds. The customer is seeking damages between $500,000 and $1,000,000 in the pending complaint.

If you or someone you know has a complaint regarding Scott Ente, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.

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