Public records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2017 indicate that Florida-based Financial West Group broker/adviser Scott Olson has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Olson (CRD# 711256).
Scott Olson has spent 36 years in the securities industry and has been registered with Financial West Group in Melbourne, Florida since 2014. Previous registrations include Merrimac Corporate Securities in Melbourne, Florida World Equity Group in Melbourne, Florida; Mutual Service Corporation in Melbourne, Florida; Eisner Securities in St. Louis, Missouri; SunAmerica Securities in Phoenix, Arizona; Cambridge Investment Research in Fairfield, Iowa; and Securities Service Network in Knoxville, Tennessee. He is a registered broker and investment adviser with 15 US states and territories.
According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint.
In May 2017 a customer alleged Scott Olson, while employed at Financial West Group, sold an unsuitable investment in a Jackson Variable Annuity. The customer is seeking more than $3,000 in damages in the pending complaint.
In 2004 a customer alleged Scott Olson, while employed at Mutual Service Corporation and Cambridge Investment Research, recommended unsuitable investments. The complaint settled for $75,000.
In 1999 a customer alleged Scott Olson, while employed at Securities Service Network, performed unauthorized changes of sub-accounts within a variable annuity. The complaint settled for more than $4,600.
If you have lost money investing with Scott Olson, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.