Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 21, 2017 indicate that Nevada-based Waddell & Reed broker/adviser Sean Dobranich has been named in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dobranich (CRD# 4131182).
Sean Dobranich has spent 17 years in the securities industry and has been registered with Waddell & Reed in Las Vegas, Nevada since 2015. Previous registrations include MetLife Securities in Las Vegas, Nevada; New England Securities in Las Vegas, Nevada; Wells Fargo Advisors in Las Vegas, Nevada; Wells Fargo Investments in Las Vegas, Nevada; MML Investors Services in Springfield, Massachusetts; Banc of America Investment Services in Boston, Massachusetts; Merrill Lynch in New York, New York; and Morgan Stanley DW in Purchase, New York. He is a registered broker and investment adviser with 19 US states and territories.
According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint.
In April 2017 a customer alleged Sean Dobranich, while employed at Waddell & Reed, would not communicate or return phone calls, failed to follow instructions to sell AAPL stock, and failed to diversify his IRA. The customer is seeking $25,000 in damages in the pending complaint.
In 2013 a customer alleged Sean Dobranich, while employed at Wells Fargo Advisors, misrepresented and recommended unsuitable investments in real estate investment trusts. The complaint, in which he was not a named respondent, settled for $14,500.
In 2008 a customer alleged Sean Dobranich, while employed at Wells Fargo Investments, recommended an unsuitable purchase of FNMA preferred stock that resulted in over-concentrated account. The complaint settled for $20,000.
If you or someone you know has complaints regarding Sean Dobranich, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.