Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 2, 2018 indicate that former Washington-based KMS Financial Services broker/adviser Sharon Daggett has received a customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Daggett (CRD# 1036097).
Sharon Daggett has spent 35 years in the securities industry and was most recently registered with KMS Financial Services in Spokane, Washington (1996-2018). Previous registrations include Financial Network Investment Corporation in El Segundo, California (1989-1996); Integrated Resources Equity Corporation (1988-1989); and Waddell & Reed in Overland Park, Kansas (1982-1988). She has passed six securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on November 8, 1996; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 2, 1982; Series 52 (Municipal Securities Representative Examination), which he obtained on May 4, 1998; Series 62 (Direct Participation Programs Representative Examination), which he obtained on December 23, 1997; Series 22 (Direct Participation Programs Representative Examination), which he obtained on June 10, 1983; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on July 2, 1982. She is currently not registered with any state or firm.
According to her BrokerCheck report, she has received one customer complaint.
In September 2017 a customer alleged Sharon Daggett, while employed at KMS Financial Services, “erroneously believed and informed” the customer that Puerto Rico Sales Tax Revenue bonds, which later defaulted, were insured. The complaint settled in February 2018 for more than $173,000.
If you or someone you know has a complaint regarding Sharon Daggett, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.