California-based RBC Capital Markets broker/adviser Stanley Cooper is the subject of pending complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cooper (CRD# 1667427).
Stanley Cooper has spent twenty-eight years in the securities industry and has been registered with RBC Capital Markets in Fresno, California since 2003. He was previously registered with Merrill Lynch in New York, New York (1987-2003). He is a registered broker and investment adviser with sixteen US states and territories: Alabama, Arizona, California, Florida, Georgia, Maryland, Minnesota, Nevada, New York, Ohio, Oregon, Texas, Utah, Vermont, Virginia, and Washington.
According to his BrokerCheck report, Stanley Cooper is the subject of two pending customer complaints related to his conduct at RBC Capital Markets.
In September 2015 a customer alleged Stanley Cooper, while employed at RBC Capital Markets, recommended an unsuitable strategy for her trust account. The customer is seeking unspecified damages believed to exceed $5,000 in the pending complaint.
In 2013 a customer alleged Stanley Cooper, while employed at RBC Capital Markets, recommended unsuitable investments in ProShares and Pimco mutual funds and exchange-traded funds. The customer is seeking damages exceeding $47,700 in the pending complaint.
If you or someone you know has a complaint regarding Stanley Cooper, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.
This information based on public records published by the Financial Industry Regulatory Authority (FINRA) on March 15, 2016