Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 12, 2016 indicate that former Massachusetts-based Commonwealth Financial Network broker/adviser Stephen White is currently not affiliated with any broker-dealer firm. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. White (CRD# 1034497).
Stephen White has spent 33 years in the securities industry and was most recently registered with Commonwealth Financial Network in Westborough, Massachusetts (1994-2015). Previous registrations include New England Securities in Boston, Massachusetts (1984-2009) and Cigna Securities (1982-1984). He is currently not registered with any state or firm.
According to his BrokerCheck report, Stephen White has received one customer complaint and one pending customer complaint.
In December 2015 a customer alleged Stephen White, while employed at Commonwealth Financial Network, took money from her and failed to pay her back. The customer is seeking $25,000 in damages in the pending complaint.
In 2011 the Internal Revenue Service filed a tax lien totaling $65,990.19 against Stephen White. The lien remains outstanding.
In 2011 the State of Massachusetts filed a tax lien totaling $99,478.35 against Stephen White. The lien remains outstanding.
In 2010 the Internal Revenue Service filed a tax lien totaling $713,633.12 against Stephen White. The lien remains outstanding.
In 2005 a customer alleged he, while employed at New England Financial, breached contract, breached the implied covenant of good faith and fair dealing, and misrepresented material facts related to an investment. The complaint settled for $55,000.
If you have have lost money investing in Stephen White, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to participate in the class action lawsuit and collect a recovery. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.