Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 21, 2017 indicate that former Texas-based Wunderlich broker/adviser Steven Bright has been thes ubejct of customer complaints and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bright (CRD# 2059627).
Steven Bright has spent 26 years in the securities industry and was most recently registered with Wunderlich Securities in Dallas, Texas (2015-2016). Previous registrations include Southwest Securities in Plano, Texas; Stifel Nicolaus & Company in Southlake, Texas; Josephthal & Company in New York, New York; H.J. Meyers & Company in Rochester, New York; Emanuel & Company in New York, New York; Baring & Brown; and F.N. Wolf & Company. He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); and Series 7 (General Securities Representative Examination). He is currently not registered with any state or firm.
According to his BrokerCheck report, Steven Bright has received three customer complaints and eight denied customer complaints.
In February 2016 Hilltop Securities filed a civil judgment or lien totaling $130,356.27 against him. The judgment or lien remains outstanding.
In 2015 a customer alleged Steven Bright, while employed at Southwest Securities, churned investments. The customer sought $29,000 in damages in the complaint, which was denied.
In 2010 a customer alleged Steven Bright, while employed at Southwest Securities, made unsuitable investment recommendations, misrepresented material facts, and failed to follow instructions. The complaint settled for $13,000.
In 2008 a customer alleged he, while employed at Stifel Nicolaus & Company, breached his fiduciary duty and recommended unsuitable investments. The complaint settled for $20,500.
In 2008 a customer alleged he, while employed at Stifel Nicolaus & Company, breached contract, breached his fiduciary duty, misrepresented material facts, and negligently. The complaint resulted in an award to the customer of $266,300.
If you have lost money investing with Steven Bright, call Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.