Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on February 13, 2017 indicate that New Jersey-based Morgan Stanley broker/adviser Steven Colli has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Colli (CRD# 2398062).
Steven Colli has spent 22 years in the securities industry and has been registered with Morgan Stanley in Morristown, New Jersey since 2011. Previous registrations include Wells Fargo Advisors in Highland Park, New Jersey; Banc of America Investment Services in Springfield, New Jersey; Quick & Reilly in New York, New York; Summit Financial Services in Bethlehem, New Jersey; Essex National Securities in Napa, California; Patterson Travis in Englewood, Colorado; Westfield Financial Corporation in New York, New York; and Hibbard Brown & Company in New York, New York. He is a registered broker with twelve US states and territories.
According to his BrokerCheck report, he has received three customer complaints and three pending customer complaints.
In January 2017 a customer alleged Steven Colli, while employed at Morgan Stanley, recommended unsuitable products. The customer is seeking unspecified damages in the pending complaint.
In 2016 a customer alleged Steven Colli, while employed at Wells Fargo Advisors, charged excessive fees and led an unsuitable strategy. The customer is seeking more than $39,000 in damages in the pending complaint.
In 2016 a customer alleged Steven Colli, while employed at Morgan Stanley, m and recommended unsuitable investments. The customer is seeking $150,000 in damages in the pending complaint.
In 2012 a customer alleged he, while employed at Wells Fargo Advisors, recommended unsuitable options investments. The complaint settled for $40,000.
In 2003 a customer alleged he, while employed at Quick & Reilly, sold an unsuitable variable annuity. The complaint settled for $3,600.
If you or someone you know has lost money investing with Steven Colli, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.