Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 16, 2018 indicate that Florida-based Raymond James Financial Services broker/adviser Steven Reznik has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Reznik (CRD# 1067199).
Steven Reznik has spent 35 years in the securities industry and has been registered with Raymond James Financial Services in Tallahassee and Destin, Florida since 1989. Previous registrations include Pebsco Securities Corporation in Columbus, Ohio (1989-1992); Integrated Resources Equity Corporation (1988-1989); Dean Witter Reynolds (1983-1988); and Metropolitan Life Insurance Company (1982). He has passed five securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on June 29, 1987; Series 7 (General Securities Representative Examination), which he obtained on January 15, 1983; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on November 18, 1982; Series 4 (Registered Options Principal Examination), which he obtained on August 10, 1992; and Series 24 (General Securities Principal Examination), which he obtained on September 26, 1990. He is a registered broker and investment adviser with 42 US states and territories.
According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint.
In April 2018 a customer alleged Steven Reznik, while employed at Raymond James Financial Services, recommended unsuitable investments, over-concentrated the account, and recommended investments that performed poorly. The customer is seeking $58,721 in damages in the pending complaint.
In 2017 a customer alleged Steven Reznik, while employed at Raymond James Financial Services, executed unauthorized trades and recommended unsuitable investments. The complaint settled in February 2018 for $15,000.
In 1998 a customer alleged Steven Reznik, while employed at Raymond James Financial Services, executed unauthorized trades and recommended an unsuitable security. The complaint settled for $3,500.
If you or someone you know has complaints regarding Steven Reznik, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.