New York-based MML Investors Services broker Stuart Stein is the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Stein (CRD# 1135575).
Stuart Stein has spent 32 years in the securities industry and has been registered with MML Investors Services in New York, New York since March 2016. Previous registrations include MetLife Securities in Hauppage, New York (1983-2016) and the Metropolitan Life Insurance Company in Hauppage, New York (1983-2007). He is a registered broker in California and Pennsylvania.
According to his BrokerCheck report, Stuart Stein is the subject of one customer complaint and one denied customer complaint, and was discharged from his position at MetLife Securities.
In January 2016 Stuart Stein was discharged by MetLife Securities following allegations he did not follow firm policy related to customer signatures on account documents.
In 2008 a customer alleged Stuart Stein, while employed at MetLife, recommended an inappropriate annuity. The customer sought unspecified damages in the complaint, which was denied.
In 2003 a customer alleged Stuart Stein, while employed at MetLife Securities, misrepresented material facts related to the surrender charge associated with a life insurance policy. The complaint settled in 2004 for $15,000.
If you or someone you know has a complaint regarding Stuart Stein, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.
This article is based on publicly available information provided by FINRA on April 7, 2016.