Susan Gnall Allegedly Executed Excessive Trades

Susan GnallPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 27, 2018 indicate that New Jersey-based Morgan Stanley broker/adviser Susan Gnall has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Gnall (CRD# 2480654).

Susan Gnall has spent 23 years in the securities industry and has been registered with Morgan Stanley in Morristown, New Jersey since 2009. Previous registrations include Morgan Stanley & Company in Morristown, New Jersey (2009) and Merrill Lynch in Warren, New Jersey (1994-2009). She has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on July 7, 1994; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on June 16, 1994; Series 31 (Futures Managed Funds Examination), which he obtained on May 29, 2009; and Series 7 (General Securities Representative Examination), which he obtained on June 8, 1994. She is a registered broker and investment adviser with 31 US states and territories and with four self-regulatory organizations (SROs): FINRA, NYSE American LLC, the Nasdaq Stock Market, and the New York Stock Exchange.

According to her BrokerCheck report, she has received one pending customer complaint and one customer complaint that was withdrawn.

In January 2018 a customer alleged Susan Gnall, while employed at Merrill Lynch, executed excessive trades in connection to municipal bond investments. The customer is seeking unspecified damages in the pending complaint.

In 2007 a customer alleged Susan Gnall, while employed at Merrill Lynch, recommended an unsuitable variable annuity investment. The customer sought unspecific damages in the complaint, which was withdrawn.

If you have lost money investing with Susan Gnall, you may be entitled to recoup your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.