Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 24, 2017 indicate that former Illinois-based Kingsbury Capital broker/adviser Suzanne Hagmeyer has been sanctioned by FINRA and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Hagmeyer (CRD# 1464414).
Suzanne Hagmeyer has spent 29 years in the securities industry and was most recently registered with Kingsbury Capital in Evanston, Illinois (2013-2016). Previous registrations include Concorde Investment Services in Livonia, Michigan; World Equity Group in Naperville, Illinois; Sagepoint Financial in Naperville, Illinois; Tower Square Securities in Des Plaines, Illinois; Advantage Capital in Atlanta, Georgia; Elan Investment Services in Morris Plains, New Jersey; Naper Securities Corporation; and Prudential-Bache Securities in New York, New York. She is currently not registered with any state or firm.
According to her BrokerCheck report, Suzanne Hagmeyer has received four customer complaints and one FINRA sanction.
In December 2016 FINRA sanctioned her following allegations she “misstated the amount of the surrender charges associated with variable annuity transactions, thereby causing her member firm’s books and records to be inaccurate.” She was issued a one-month suspension and a fine of $5,000.
In 2013 a customer alleged Suzanne Hagmeyer, while employed at AIG Financial Advisors, recommended unsuitable annuity transfers. The complaint settled for $104,500.
In 2013 a customer alleged Suzanne Hagmeyer, while employed at World Equity Group, charged inappropriate surrender fees. The complaint settled for more than $8,600.
In 2011 a customer alleged Suzanne Hagmeyer, while employed at Tower Square Securities, recommended unsuitable variable annuity investments. The complaint settled for $7,500.
If you or someone you know has a complaint regarding Suzanne Hagmeyer, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.