Articles Tagged with Adam Sclafini

According to records provided by the Financial Industry Regulatory Authority (FINRA), former New York-based Rockwell Global Capital broker Adam Sclafani is currently not licensed to practice as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sclafani (CRD# 2735036).

Adam Sclafani has spent fifteen years in the securities industry and was most recently registered with Rockwell Global Capital in Melville, New York (2015). Previous registrations include John Thomas Financial in New York, New York (2010-2013); EKN Financial Services in Farmingdale, New York (2010); SW Bach & Company in Port Washington, New York (2003-2005); Gunnallen Financial in Tampa, Florida (2002-2003); Milestone Financial Services in Bohemia, New York (2001-2002); Seaboard Securities in Florham Park, New Jersey (1999-2000; 2001); Harrison Securities in Port Washington, New York (2001); Whitehall Wellington Investments in Port Washington, New York (2000); First Liberty Investment Group in Philadelphia, Pennsylvania (1999); and DL Cromwell Investments in Boca Raton, Florida (1997-1999). He is currently not registered with any firm or state. Continue Reading