Articles Tagged with Aegis Capital Corporation

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Brian Court

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 7, 2018 indicate that New York-based Aegis Capital Corporation broker/adviser Brian Court has received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Court (CRD# 2591547).

Brian Court has spent 23 years in the securities industry and has been registered with Aegis Capital Corporation in Melville, New York since 2014. Previous registrations include JP Turner & Company in Port Jefferson, New York (2010-2014); Gunnallen Financial in Port Jefferson, New York (2002-2010); Investec Ernst & Company in New York, New York (1999-2002); and Royce Investment Group in Woodbury, New York (1995-1999). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 16, 1995; Series 7 (General Securities Representative Examination), which he obtained on March 8, 1995; and Series 24 (General Securities Principal Examination), which he obtained on November 11, 1996. He is a registered broker and investment adviser with seven US states and territories: California, Florida, Maine, Massachusetts, New Jersey, New York, and North Carolina. He is registered with three self-regulatory organizations (SROs): FINRA, NYSE Arca, and the Nasdaq Stock Market.

According to his BrokerCheck report, he has received two customer complaints and two customer complaints that were closed.