Articles Tagged with Alika Garcia

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Alika GarciaPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 30, 2017 indicate that Hawaii-based Ameriprise Financial Services broker/adviser Alika Garcia has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Garcia (CRD# 2298506).

Alika Garcia has spent 22 years in the securities industry and has been registered with Ameriprise Financial Services in Honolulu, Hilo, and Kailua Kona, Hawaii since 1994. He was previously registered with IDS Life Insurance Company in Minneapolis, Minnesota (1994-2006). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 14, 1995, and Series 7 (General Securities Representative Examination), which he obtained on December 3, 1994. He is a registered broker and investment adviser with six US states: California, Hawaii, Idaho, Montana, Nevada and Washington.

According to his BrokerCheck report, he has received one pending customer complaint and two customer complaints that were closed or denied.