Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 2, 2018 indicate that former New York-based Maxim Group broker Amadou Bah, also known as Andrew Bah, has been sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bah (CRD# 6067377).
Andrew Bah has spent three years in the securities industry and was most recently registered with Maxim Group in New York, New York (2013-2016). Previous registrations include Garden State Securities in Hackensack, New Jersey (2013); EJ Sterling in New York, New York (2013); and Meyers Associates in New York, New York (2013). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 12, 2013, and Series 7 (General Securities Representative Examination), which he obtained on March 12, 2013. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one FINRA sanction and one pending customer complaint.