Articles Tagged with American Portfolios Financial Services

John BryantPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that New York-based American Portfolios Financial Services broker/adviser John Bryant was recently discharged from his former employer in connection to alleged rule and has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bryant (CRD# 3202048).

John Bryant has spent 18 years in the securities industry and has been registered with American Portfolios Financial Services in Clifton Park, New York since March 2018. Previous registrations include Wells Fargo Clearing Services in Albany, New York (2012-2018); UBS Financial Services in Albany, New York (2006-2012); and Mercer Allied Company in Albany, New York (1999-2006). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on November 3, 2006; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 26, 2000; and Series 7 (General Securities Representative Examination), which he obtained on June 23, 1999. He is a registered broker and investment adviser with 15 US states and territories: California, Connecticut, Florida, Illinois, Kansas, Maryland, Massachusetts, New Hampshire, New York, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, and Virginia.

According to his BrokerCheck report, he has received one customer complaint and was discharged from his former employer in connection to alleged rule violations.

 Chi-Hong Chu

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 23, 2018 indicate that New Jersey-based American Portfolios Financial Services broker/adviser Chi-Hong Chu has received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Chu (CRD# 4615119).

Chi-Hong Chu has spent 15 years in the securities industry and has been registered with American Portfolios Financial Services in East Brunswick, Mt. Laurel, Sea Girt, and Princeton, New Jersey since 2016. Previous registrations include National Planning Corporation in El Segundo, California (2008-2016); American General Securities in East Brunswick, New Jersey (2004-2008); and PFS Investments in Duluth, Georgia (2003-2004). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on October 6, 2004; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 1, 2003; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on January 3, 2003; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on September 4, 2007. He is a registered broker and investment adviser with 15 US states and territories: Arizona, California, Delaware, Florida, Georgia, Maryland, Montana, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, and Washington.

According to his BrokerCheck report, he has received one customer complaint and six customer complaints, and he resigned from a former employer in connection to alleged rule violations.

Howard GendenPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 9, 2018 indicate that New York-based American Portfolios Financial Services broker/adviser Howard Genden has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Fetterman (CRD# 2450676).

Howard Genden has spent 23 years in the securities industry and has been registered with American Portfolios Financial Services in Lynbrook, New York since 2001. Previous registrations include Goldis Financial Group in Garden City, New York (1998-2001); Guardian Investor Services Corporation in New York, New York (1995-1998); MetLife Securities in Springfield, Massachusetts (1994-1995); and Metropolitan Life Insurance Company in New York, New York (1994-1995). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on November 19, 2002; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 27, 1994; Series 7 (General Securities Representative Examination), which he obtained on November 28, 2000; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on October 25, 1994. He is a registered broker and investment adviser with twelve US states and territories: California, Connecticut, Florida, Maine, Maryland, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Texas.

According to his BrokerCheck report, he has received one customer complaint.

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