Articles Tagged with Andrew Hall

Andrew HallPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on July 6, 2017 indicate that Oregon-based Ameriprise Financial Services broker/adviser Andrew Hall has been the subject of a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hall (CRD# 1244561).

Andrew Hall has spent 21 years in the securities industry and has been registered with Ameriprise Financial Services in Portland, Oregon since 2009. Previous registrations include Securities America in Portland, Oregon (2009-2010); Wachovia Securities in Portland, Oregon (2001-2009); and US Bancorp Piper Jaffray in Minneapolis, Minnesota (1995-2001). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module]). He is a registered broker and investment adviser with eight US states: Arizona, California, Idaho, Minnesota, Montana, Oregon, Texas and Washington.

According to his BrokerCheck report, he has received one customer complaint.