Articles Tagged with Andrew Katchen

Andrew Katchen

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on March 13, 2017 indicate that New York-based Morgan Stanley broker/adviser Andrew Katchen has been the subject of a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Katchen (CRD# 3196392).

Andrew Katchen has spent seventeen years in the securities industry and has been registered with Morgan Stanley in New York, New York since March 2017. He was previously registered with Merrill Lynch in New York, New York (1999-2017). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with twenty US states and territories: Alaska, California, Connecticut, the District of Columbia, Florida, Georgia, Maryland, Michigan, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Texas, Virginia, Washington and Wyoming.

According to his BrokerCheck report, Andrew Katchen has received one customer complaint.