Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on April 17, 2017 indicate that former Florida-based Securities America broker/adviser Andrew Rosenberg has been the subject of dozens of customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Rosenberg (CRD# 2944124).
Andrew Rosenberg has spent fourteen years in the securities industry and was most recently registered with Securities America in Palm Beach, Gardens, Florida (2009-2012). Previous registrations include NFP Securities in Coral Springs, Florida; Commonwealth Financial Network in Waltham, Massachusetts; Investacorp in Miami, Florida; AXA Advisors in New York, New York; and the Equitable Life Assurance Society of the United States in New York, New York. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received 40 customer complaints.