Articles Tagged with Ann Fenwick

Ann FenwickPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 25, 2017 indicate that Maryland-based Kestra Investment Services broker/adviser Ann Fenwick has been the subject of customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Fenwick (CRD# 1535605).

Ann Fenwick has spent 29 years in the securities industry and has been registered with Kestra Investment Services in Towson, Maryland since 2000. Previous registrations include Mony Securities in New York, New York (1991-2000); H. Beck in Bethesda, Maryland (1991); and Cigna Securities in Radnor, Pennsylvania. She has passed five securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 22 (Direct Participation Programs Representative Examination); Series 62 (Corporate Securities Limited Representative Examination): and Series 6 (Investment Company Products/Variable Contracts Representative Examination).

According to her BrokerCheck report, she has received two customer complaints and one denied complaint.

Ann FenwickPublic records published by the Financial Industry Regulatory Authority (FINRA) on September 29, 2016 indicate that Maryland-based Kestra Investment Services broker/adviser Ann Fenwick has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Fenwick (CRD# 1535605).

Ann Fenwick has spent 29 years in the securities industry and has been registered with Kestra Investment Services in Towson, Maryland since 2000. Previous registrations include Mony Securities in New York, New York (1991-2000); H. Beck in Bethesda, Maryland (1991); and Cigna Securities in Radnor, Pennsylvania. She is a registered broker and investment adviser with seventeen US states and territories: Arizona, California, Colorado, Connecticut, Delaware, the District of Columbia, Florida, Indiana, Maryland, Massachusetts, New Jersey, New Mexico, New York, Pennsylvania, South Carolina, Virginia, and West Virginia.

According to her BrokerCheck report, Ann Fenwick has received one customer complaint and one pending customer complaint.

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