Articles Tagged with Annuity

Christopher MillerPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 11, 2016 indicate that Maryland-based Invest Financial broker/adviser Christopher Miller has been named in a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Miller (CRD# 2397812).

Christopher Miller has spent 21 years in the securities industry and has been registered with Invest Financial in Timonium, Maryland since 2009. Previous registrations include Securities America in Poppa, Maryland; UVest Financial Services in Charlotte, North Carolina; Invest Financial in Tampa, Florida; and Signet Financial Services in Charlotte, North Carolina. He is a registered broker and investment adviser with six US states and territories: the District of Columbia, Florida, Maryland, New York, North Carolina, and South Carolina. Continue Reading

Terry SandvoldPublic records published by the Financial Industry Regulatory Authority (FINRA) on June 2, 2016 indicate that Minnesota-based Questar Capital Corporation broker/adviser Terry Sandvold has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sandvold (CRD# 1571926).

Terry Sandvold has spent 29 years in the securities industry and has been registered with Questar Capital Corporation in St. Louis Park, Minnesota since 2012. He was previously registered with Pruco Securities Corporation in St. Louis Park, Minnesota (1986-2012). He is a registered broker and investment adviser with eleven US states and territories: Arizona, California, Florida, Illinois, Iowa, Minnesota, New York, North Carolina, Texas, Utah, and Wisconsin. Continue Reading

Robert KramerPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 25, 2016 indicate that Iowa-based VSR Financial Services broker/adviser Robert Kramer is the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kramer (CRD# 1715096).

Robert Kramer has spent 28 years in the securities industry and has been registered with VSR Financial Services in Ottumwa, Iowa since 2003. Previous registrations include Tower Square Securities in El Segundo, California (1999-2003); Allied Group Merchant Banking Corporation in King of Prussia, Pennsylvania (1990-1999); and Allied Group Securities Corporation (1987-1990). He is a registered broker and investment adviser in eight US states: California, Colorado, Florida, Illinois, Iowa, Missouri, Virginia, and Wisconsin. Continue Reading

Richard AlterThe securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Florida-based Securities America broker/adviser Richard Alter (CRD# 2027054).

Richard Alter has spent 25 years in the securities industry and has been registered with Securities America in Boca Raton, Florida since 2000. Previous registrations include Lincoln National Financial Advisors in Fort Wayne, Indiana (1990-2000) and the Lincoln National Life Insurance Company in Fort Wayne, Indiana (1990-2000). He is a registered broker and investment adviser in 26 US states and territories. Continue Reading