Articles Tagged with Anthony Ferrara

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Anthony FerraraPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 10, 2017 indicate that Minnesota-based Larson Financial Securities broker/adviser Anthony Ferrara has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ferrara (CRD# 4461101).

Anthony Ferrara has spent 15 years in the securities industry and has been registered with Larson Financial Securities in Minnetonka, Minnesota since 2010. Previous registrations include Financial Network Investment Corporation in Minneapolis, Minnesota; Pruco Securities in Newark, New Jersey; and Northwestern Mutual Investment Services in Milwaukee, Wisconsin. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 6 (Investment Company Products/Variable Contracts Representative Examination). He is a registered broker and investment adviser with 20 US states and territories: Arizona, California, Florida, Illinois, Indiana, Iowa, Kansas, Kentucky, Michigan, Minnesota, Missouri, Montana, Nebraska, New York, Oregon, South Dakota, Texas, Virginia, Washington and Wisconsin.

According to his BrokerCheck report, he has received one customer complaint and two pending customer complaints.