Articles Tagged with Anthony Leopizzi

Anthony LeopizziPublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2018 indicate that New York-based Ameriprise Financial Services broker/adviser Anthony Leopizzi has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Leopizzi (CRD# 1697946).

Anthony Leopizzi has spent 30 years in the securities industry and has been registered with Ameriprise Financial Services in White Plains, New York and Naples, Florida since 1990. Previous registrations include IDS Life Insurance Company in Minneapolis, Minnesota (1990-2006); Robert Todd Financial Group in New York, New York (1989); and Investors Center in Hauppage, New York (1987-1989). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 7, 1987; Series 7 (General Securities Representative Examination), which he obtained on July 18, 1987; and Series 24 (General Securities Principal Examination), which he obtained on June 2, 1998. He is a registered broker and investment adviser with 19 US states and territories: Arizona, California, Connecticut, Delaware, Florida, Georgia, Illinois, Louisiana, Massachusetts, Minnesota, Nevada, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, Texas, and Virginia.

According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and five denied customer complaints.