Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2018 indicate that former California-based AXA Advisors broker/adviser Billy Zhang recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Zhang (CRD# 5510158).
Billy Zhang has spent nine years in the securities industry and was most recently registered with AXA Advisors in Los Angeles, California (2012-2018). Previous registrations include MetLife Securities in Pasadena, California (2011-2012) and AXA Advisors in Irvine, California (2008-2011). He has passed five securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on November 27, 2010; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 30, 2008; Series 7 (General Securities Representative Examination), which he obtained on December 29, 2010; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on August 23, 2008; and Series 24 (General Securities Principal Examination), which he obtained on December 21, 2012. He is currently not registered with any state or firm.
According to his BrokerCheck report, he recently resigned from his former employer in connection to alleged rule violations.