Articles Tagged with BB&T Securities

Paul Harris

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 11, 2018 indicate that Florida-based BB&T Securities broker/adviser Paul Harris has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Harris (CRD# 1927961).

Paul Harris has spent 28 years in the securities industry and has been registered with BB&T Securities in Boca Raton, Florida since July 2016. Previous registrations include UBS Financial Services in Boca Raton, Florida (2008-2016); Morgan Stanley & Company in Boca Raton, Florida (2007-2008); Citigroup Global Markets in Boca Raton, Florida (1994-2007); and AF Best Securities in Coral Springs, Florida (1989-1994). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 12, 1989; Series 7 (General Securities Representative Examination), which he obtained on March 18, 1989; and Series 53 (Municipal Securities Principal Examination), which he obtained on February 24, 1992. He is a registered broker and investment adviser with 26 US states and territories: Alabama, Arizona, California, Colorado, Connecticut, the District of Columbia, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, Michigan, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, and Washington. He is registered with four self-regulatory organizations: FINRA, Investors’ Exchange LLC, the Nasdaq Stock Market, and the New York Stock Exchange.

According to his BrokerCheck report, he has received one pending customer complaint.

Anthony MazzoPublic records provided by the Financial Industry Regulatory Authority (FINRA) on February 17, 2017 indicate that Florida-based BB&T Securities broker/adviser Anthony Mazzo has been the subject of several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Mazzo (CRD# 2385020).

Anthony Mazzo has spent 23 years in the securities industry and has been registered with BB&T Securities in Palm Beach, Florida since April 2016. Previous registrations include UBS Financial Serviecs in Boca Raton, Florida; Oppenheimer & Company in Boca Raton, Florida; Wachovia Securities in Del Ray Beach, Florida; Raymond James & Associates in St. Petersburg, Florida; Dean Witter Reynolds in Purchase, New York; Gruntal & Company in New York, New York; and GKN Securities in New York, New York. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 9 (General Securities Sales Supervisor – Options Module Examination); and Series 7 (General Securities Representative Examination)

According to his BrokerCheck report, he has received three customer complaints.

 Anthony Mazzo Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 11, 2016 indicate that Florida-based BB&T Securities broker/adviser Anthony Mazzo has been named in a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Mazzo (CRD# 2385020).

Anthony Mazzo has spent 22 years in the securities industry and has been registered with BB&T Securities in Palm Beach, Florida since April 2016. Previous registrations include UBS Financial Services in Boca Raton, Florida; Oppenheimer & Company in Boca Raton, Florida; Wachovia Securities in Del Ray Beach, Florida; Raymond James & Associates in St. Petersburg, Florida; Dean Witter Reynolds in Purchase, New York; Gruntal & Company in New York, New York; and GKN Securities in New York, New York. He is a registered broker and investment adviser with 18 US states and territories. Continue Reading