Articles Tagged with Benjamin Chappell

Benjamin ChappellPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 11, 2018 indicate that former Utah-based Hornor Townsend & Kent broker/adviser Benjamin Chappell, who has received resolved or pending customer disputes, was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Chappell (CRD# 6121960).

Benjamin Chappell has spent five years in the securities industry and was registered with Hornor Townsend & Kent in Salt Lake City, Utah from 2012 until 2018. He has no previous registrations. He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on May 6, 2017; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 3, 2012; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on September 27, 2012. He is currently not registered with any state or firm.

According to his BrokerCheck report, Benjamin Chappell has received one customer complaint and one pending customer complaint, and he was discharged from his former employer in connection to alleged rule violations.