The US Securities and Exchange Commission (SEC) today announced fraud charges against former Pennsylvania-based Edward Jones broker Bernard Thompson. The securities and investment fraud law firm is interested in hearing from investors who have complaints regarding Mr. Thompson (CRD# 2010184).
Bernard Thompson has spent 24 years in the securities industry and was most recently registered with Edward Jones in Indiana, Pennsylvania (2006-2014). Previous registrations include Beaconsfield Financial Services in Indiana, Pennsylvania (1993-2006); North American Management in Sioux Falls, South Dakota (1991-1993); and First American National Securities in Duluth, Georgia (1989-1990). He is currently not licensed to act as a broker, nor registered with any state or firm. Continue Reading