Articles Tagged with Berthal Fisher & Company Financial Services

Jonathan PynePublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2019 indicate that Minnesota-based Berthal Fisher & Company Financial Services broker/adviser Jonathan Pyne has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Pyne (CRD# 2580510).

Jonathan Pyne has spent 23 years in the securities industry and has been registered with Berthel Fisher & Company Financial Services in Minneapolis, Minnesota since 2007. Previous registrations include United Planners’ Financial Services of America in Minneapolis, Minnesota (2003-2007); Clearing Services of America in St. Louis, Missouri (1999-2003); 1717 Capital Management Company in Newark, Delaware (1997-1999); and WS Griffith & Company in Hartford, Connecticut (1995-1997). He is a registered broker and investment adviser with 18 US states and territories.

According to his BrokerCheck report, Mr. Pyne has received two customer complaints and two pending customer complaints.

Jonathan PynePublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 28, 2017 indicate that Minnesota-based Berthal Fisher & Company Financial Services broker/adviser Jonathan Pyne has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Pyne (CRD# 2580510).

Jonathan Pyne has spent 22 years in the securities industry and has been registered with Berthel Fisher & Company Financial Services in Minneapolis, Minnesota since 2007. Previous registrations include United Planners’ Financial Services of America in Minneapolis, Minnesota (2003-2007); Clearing Services of America in St. Louis, Missouri (1999-2003); 1717 Capital Management Company in Newark, Delaware (1997-1999); and WS Griffith & Company in Hartford, Connecticut (1995-1997). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on December 29, 1999; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 20, 1995; Series 7 (General Securities Representative Examination), which he obtained on October 27, 1998; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on January 20, 1995; and Series 24 (General Securities Principal Examination), which he obtained on November 5, 2004. He is a registered broker and investment adviser with 17 US states and territories: Arizona, Arkansas, California, Florida, Hawaii, Illinois, Indiana, Iowa, Minnesota, Nevada, New York, North Carolina, South Dakota, Utah, Virginia, Washington and Wisconsin.

According to his BrokerCheck report, he has received two customer complaints and two pending customer complaints.