Articles Tagged with Berthel Fisher

Jerry McCutchenPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on June 22, 2016 indicate that former Alabama-based Berthel Fisher broker Jerry McCutchen has received more than 20 settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. McCutchen (CRD# 1076678).

Jerry McCutchen has spent 27 years in the securities industry and was most recently registered with Berthel Fisher in Mobile, Alabama. Previous registrations include Next Financial Group in Mobile, Alabama; FSC Securities Corporation in Atlanta, Georgia; Commonwealth Equity Services in Waltham, Massachusetts; ProEquities in Birmingham, Alabama; Walnut Street Securities in El Segundo, California; MML Investors Services in Springfield, Massachusetts; Central Brokerage Services in Birmingham, Alabama; First Funds Incorporated; and Bay City Securities. He is currently not registered with any state or firm. Continue Reading

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding South Carolina-based Investacorp broker/adviser James Paquette (CRD# 2164109).

James Paquette has spent 23 years in the securities industry and has been registered with Investacorp in Pawleys Island, South Carolina since 2012. Previous registrations include Berthel Fisher in Pawleys Island, South Carolina (2007-2012); NFP Securities in Pawleys Island, South Carolina (2007); Harbor Financial Services in Calabash, North Carolina (2006); Raymond James Financial Services in Pawleys Island, South Carolina (2002-2006); First Union Securities in St. Louis, Missouri (1999-2002); First Union Capital Markets in Charlotte, North Carolina (1993-1999); and Merrill Lynch in New York, New York (1991-1993). He is a registered broker and investment adviser in twelve US states. Continue Reading

iStock_000008431693Medium-300x200The securities and investment fraud law firm Fitapelli Kurta is interested in hearing form investors who have complaints regarding former California-based Berthel Fisher broker/adviser John Notman (CRD# 1033267).

John Notman has spent 30 years in the securities industry and was most recently registered with Berthel Fisher & Company in Stockton, California (2003-2012). Previous registrations include Continental Capital Investment Services in Bryan, Ohio (1997-2003); Dean Witter Reynolds in Purchase, New York (1995-1997); Merrill Lynch in New York, New York (1990-1995); Painewebber in Weehawken (1986-1990); Prudential-Bache Securities (1984-1986); and Private Ledger Financial Services (1982-1984). He is currently not registered with any firm, though records indicate he is currently employed with the Notman Financial Group in Stockton, California. Continue Reading