Articles Tagged with Byron Piro

Byron PiroPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 20, 2018 indicate that Washington and California-based Wells Fargo Clearing Services broker/adviser Byron Piro is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Piro (CRD# 1110745).

Byron Piro has spent 34 years in the securities industry and has been registered with Wells Fargo Clearing Services in Bellevue, Washington and Indian Wells, California since 2007. Previous registrations include Citigroup Global Markets in Bellevue, Washington (1987-2007); Shearson Lehman Brothers (1986-1987); and Foster & Marshall (1983-1986). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on March 11, 1993; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 28, 1983; Series 3 (National Commodity Futures Examination), which he obtained on April 18, 1983; and Series 7 (General Securities Representative Examination), which he obtained on March 19, 1983. He is a registered broker and investment adviser with 14 US states and territories: Alaska, Arizona, California, the District of Columbia, Florida, Idaho, Minnesota, Montana, New Mexico, Ohio, Oregon, Pennsylvania, Texas, and Washington. He is registered with five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.

According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.