Articles Tagged with California

Joel KamphuisThe securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Florida-based Summit Brokerage Services broker/adviser Joel Kamphuis (CRD# 1730775).

Joel Kamphuis has spent 28 years in the securities industry and has been registered with Summit Brokerage Services in Fort Lauderdale, Florida since August 2015. Previous registrations include JP Turner & Company in Fort Lauderdale, Florida (2010-2015); Gunnallen Financial in Fort Lauderdale, Florida (2004-2010); Brookstreet Securities in San Juan Capistrano, California (1999-2004); First Colonial Securities in Boca Raton, Florida (1997-1999); Barber & Bronson in Miami, Florida (1991-1997); Monmouth Securities (1989-1991); GK Scott & Company in Plainview, New York (1989-1991); Alison Baer Securities (1989); Hanifen Imhoff Securities (1989); and Graystone Nash (1987-1989). He is a registered broker and investment adviser in 15 US states. Continue Reading

Troy ThomasThe securities and investment fraud law firm Fitapelli Kurta is interested in speaking to customers who have complaints regarding California-based McDermott Investment Services broker/adviser Troy Thomas (CRD# 4691720).

Troy Thomas has spent twelve years in the securities industry and has been registered with McDermott Investment Services in Huntington Beach, California since 2012. Previous registrations include Centaurus Financial in Orange, California (2009-2012); Direct Capital Securities in Santa Ana, California (2004-2009); and MCL Financial Group in Santa Ana, California (2003-2004). He is a registered broker and investment adviser in 51 US states and territories. Continue Reading

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding California-based Independent Financial Group broker/adviser Morrie Reiff (CRD# 1317814).

Morrie Reiff has spent thirty years in the securities industry and has been registered with Independent Financial Group in Calabasas, California since 2010. Previous registrations include AFA Financial Group in Eagle, Idaho (2003-2010); Sentra Securities Corporation in Phoenix, Arizona (1998-2003); United Pacific Securities in Carlsbad, California (1992-1998); Titan/Value Equities Group in Irvine, California (1989-1992); Value Equities Corporation (1985-1989); and EAC Securities (1985). He is a registered broker and investment adviser in fourteen US states. Continue Reading

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding California-based Wedbush broker/adviser Kevin Scarpelli (CRD# 412116).

Kevin Scarpelli has spent 48 years in the securities industry and has been registered with Wedbush Securities in San Francisco, California since 1982. Previous registrations include Wedbush Noble Cooke (1980-1981); Birr Wilson & Company (1973-1981); and Dupont Walston (1966-1974). He is a registered broker and investment adviser in eighteen US states. Continue Reading

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Florida-based Summit Brokerage Services broker/adviser Anthony Marcello (CRD# 2844880).

Anthony Marcello has spent eighteen years in the securities industry and has been registered with Summit Brokerage Services Anthony MarcelloinĀ Fort Lauderdale, Florida since August 2015. Previous registrations include JP Turner & Company in Fort Lauderdale, Florida (2010-2015); Gunnallen Financial in Fort Lauderdale, Florida (2004-2010); Brookstreet Securities in San Juan Capistrano, California (2000-2004); Fin-Atlantic Securities in Jupiter, Florida (1997-2000); and Biltmore Securities, which has since been expelled by the Financial Industry Regulatory Authority (FINRA), in Fort Lauderdale, Florida (1997). He is a registered broker and investment adviser in eighteen US states: Alaska, California, Florida, Louisiana, Maine, Maryland, Massachusetts, Michigan, Mississippi, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Vermont, Washington, and West Virginia. Continue Reading

iStock_000008431693Medium-300x200The securities and investment fraud law firm Fitapelli Kurta is interested in hearing form investors who have complaints regarding former California-based Berthel Fisher broker/adviser John Notman (CRD# 1033267).

John Notman has spent 30 years in the securities industry and was most recently registered with Berthel Fisher & Company in Stockton, California (2003-2012). Previous registrations include Continental Capital Investment Services in Bryan, Ohio (1997-2003); Dean Witter Reynolds in Purchase, New York (1995-1997); Merrill Lynch in New York, New York (1990-1995); Painewebber in Weehawken (1986-1990); Prudential-Bache Securities (1984-1986); and Private Ledger Financial Services (1982-1984). He is currently not registered with any firm, though records indicate he is currently employed with the Notman Financial Group in Stockton, California. Continue Reading

Contact Information