Articles Tagged with Calton & Associates

Bart BohrerBart Bohrer (CRD#: 4315654), a registered representative with Calton & Associates, Inc. (CRD#: 20999) in Tampa, Florida, is currently involved in three pending customer disputes totalling over $900,000, according to his BrokerCheck record accessed on January 17, 2020.

On March 4, 2019, a client alleged that Bart Bohrer violated the Minnesota Securities Act and violated federal securities laws. The client is seeking $445,000 and the dispute is pending.

On November 28, 2019, a client alleged that Bart Bohrer violated federal securities laws, breached his contract, and breached his fiduciary duty. The client is requesting $5,000 in damages and the matter is pending.

Steven Blanke

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 26, 2017 indicate that Texas-based Calton & Associates broker/adviser Steven Blanke has received customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Blanke (CRD# 1486109).

Steven Blanke has spent 31 years in the securities industry and has been registered with Calton & Associates in Garland, Texas since May 2017. Previous registrations include Capital Financial Services in Garland, Texas; Legacy Financial Services in Richardson, Texas; Investors Capital in Lynnfield, Massachusetts; WMA Securities in Duluth, Georgia; and PFS Investments in Duluth, Georgia. Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 22 (Direct Participation Programs Representative Examination); Series 6 (Investment Company Products/Variable Contracts Representative Examination); and Series 26 (Investment Company Products/Variable Contracts Principal Examination). He is a registered broker and investment adviser with six US states and territories: the District of Columbia, Georgia, Maryland, North Carolina, Texas, and Virginia.

According to his BrokerCheck report, he has received two customer complaints.

David Pimper Public records published by the Financial Industry Regulatory Authority (FINRA) on July 6, 2016 indicate that Nebraska-based Calton & Associates broker/adviser David Pimper has received numerous customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Pimper (CRD# 1257514).

David Pimper has spent 28 years in the securities industry and has been registered with Calton & Associates in Fremont, Nebraska since 2005. Previous registrations include Royal Alliance Associates in New York, New York; Integrated Resources Equity Corporation; Linsco Financial Group; First Affiliated Securities; and Edward D. Jones & Company. He is a registered broker and investment adviser with fourteen US states and territories: Alabama, Arizona, Colorado, Florida, Iowa, Kansas, Nebraska, North Carolina, Oklahoma, Pennsylvania, South Dakota, Texas, Utah, and Washington.

According to his BrokerCheck report, David Pimper has received nine customer complaints and one regulatory sanction.

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