Articles Tagged with Capital Investment Group

Naomi Johnson

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 19, 2018 indicate that North Carolina-based Capital Investment Group broker Naomi Johnson has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Johnson (CRD# 2277817).

Naomi Johnson has spent 25 years in the securities industry and has been registered with Capital Investment Group in Boone, North Carolina since 2005. Previous registrations include BB&T Investment Services in Charlotte, North Carolina (2004-2005); Capital Investment Group in Raleigh, North Carolina (1999-2004); Centura Securities in Kannapolis, North Carolina (1994-1999); UVest Investment Services in Charlotte, North Carolina (1994); Capital Investment Group in Raleigh, North Carolina (1993-1994); American Express Financial Advisors in Minneapolis, Minnesota (1992-1993); and IDS Life Insurance Company in Minneapolis, Minnesota (1992-1993). She has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which she obtained on April 25, 2006; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on November 19, 1993; Series 7 (General Securities Representative Examination), which she obtained on October 29, 1992; and Series 24 (General Securities Principal Examination), which she obtained on June 25, 2001. She is a registered broker with nine US states: Florida, Georgia, Indiana, New York, North Carolina, South Carolina, Tennessee, Texas, and Virginia.

According to her BrokerCheck report, she has received two customer complaints and one pending customer complaint.

Byron Glime

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on February 10, 2017 indicate that former Maryland-based Capital Investment Group broker Byron Glime has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Glime (CRD# 4977989).

Byron Glime has spent ten years in the securities industry and was most recently registered with Capital Investment Group in Federalsburg, Maryland. Previous registrations include Suntrust Investment Services in Glen Burnie, Maryland; Citigroup Global Markets in Baltimore, Maryland; and Legg Mason Wood Walker in Baltimore, Maryland. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received one FINRA sanction and one customer complaint.