Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 19, 2018 indicate that North Carolina-based Capital Investment Group broker Naomi Johnson has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Johnson (CRD# 2277817).
Naomi Johnson has spent 25 years in the securities industry and has been registered with Capital Investment Group in Boone, North Carolina since 2005. Previous registrations include BB&T Investment Services in Charlotte, North Carolina (2004-2005); Capital Investment Group in Raleigh, North Carolina (1999-2004); Centura Securities in Kannapolis, North Carolina (1994-1999); UVest Investment Services in Charlotte, North Carolina (1994); Capital Investment Group in Raleigh, North Carolina (1993-1994); American Express Financial Advisors in Minneapolis, Minnesota (1992-1993); and IDS Life Insurance Company in Minneapolis, Minnesota (1992-1993). She has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which she obtained on April 25, 2006; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on November 19, 1993; Series 7 (General Securities Representative Examination), which she obtained on October 29, 1992; and Series 24 (General Securities Principal Examination), which she obtained on June 25, 2001. She is a registered broker with nine US states: Florida, Georgia, Indiana, New York, North Carolina, South Carolina, Tennessee, Texas, and Virginia.
According to her BrokerCheck report, she has received two customer complaints and one pending customer complaint.