Articles Tagged with Carol Chiarito

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Carol Chiarito

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 8, 2018 indicate that former Colorado-based Mutual of Omaha Investor Services broker Carol Chiarito was discharged from her former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Chiarito (CRD# 4718887).

Carol Chiarito has spent 13 years in the securities industry and was most recently registered with Mutual of Omaha Investment Services Services in Pueblo, Colorado (2017-2018). Previous registrations include Signator Investors in Pueblo, Colorado (2016-2017); Transamerica Financial Advisors in Pueblo, Colorado (2012-2016); and New England Securities in Colorado Springs, Colorado (2004-2012). She has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on March 13, 2007, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which she obtained on June 5, 2004. She is currently not registered with any state, firm or self-regulatory organization.

According to her BrokerCheck report, she was recently discharged from her former employer in connection to alleged rule violations and she has received one customer complaint that was closed with no action taken.