Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 25, 2018 indicate that California-based Centaurus Financial broker/adviser Troy Tremblay has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Tremblay (CRD# 4625407).
Troy Tremblay has spent 14 years in the securities industry and has been registered with Centaurus Financial in Santa Barbara and Westlake Village, California since 2003. He was previously registered with Washington Square Securities in Des Moines, Iowa (2003). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on July 28, 2003, and Series 7 (General Securities Representative Examination), which he obtained on May 15, 2003. He is a registered broker and investment adviser with nine US states and territories: California, Colorado, Florida, Hawaii, Kentucky, Pennsylvania, South Carolina, Virginia, and Washington.
According to his BrokerCheck report, he has received two customer complaints, one pending customer complaint, and two customer complaints that were closed or denied.