Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 1, 2017 indicate that Illinois-based Cetera Financial Specialists broker Sherry Brooker is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Brooker (CRD# 4373659).
Sherry Brooker has spent sixteen years in the securities industry and has been registered with Cetera Financial Specialists in Wheeling, Illinois since 2001. She has no previous registrations. She has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on January 11, 2002, and Series 6 (Investment Company Products/Variable Contracts Representative Examination) which she obtained on October 9, 2001. She is a registered broker with four US states (Illinois, South Carolina, Utah and Wisconsin) and one self-regulatory organization (SRO): FINRA.
According to her BrokerCheck report, she has received one pending customer complaint and has been involved in two financial events.