Articles Tagged with Cetera Investment Services

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Kerry CraigPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 10, 2018 indicate that former Texas-based Cetera Investment Services broker/adviser Kerry Craig, who has received resolved or pending customer disputes, was recently terminated from her former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Craig (CRD# 4750237).

Kerry Craig has spent 13 years in the securities industry and was most recently registered with Cetera Investment Services in Tyler, Texas (2007-2017). Previous registrations include Investment Professionals in Athens, Texas (2005-2007) and Primevest Financial Services in St. Cloud, Minnesota (2004-2005). She has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on May 5, 2004; Series 7 (General Securities Representative Examination), which she obtained on June 15, 2009; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which she obtained on March 31, 2004. She is currently not registered with any state, firm, or self-regulatory organization.

According to her BrokerCheck report, she has received one customer complaint and one pending customer complaint, and was recently discharged from her former employer in connection to alleged misconduct.