Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 11, 2017 indicate that Indiana-based broker-dealer CFD Investments was recently sanctioned by FINRA in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding CFD Investments (CRD# 25427).
Established in Indiana in 1986, CFD Investments is headquartered in Kokomo, Indiana and registered with 52 US states and territories. Brent Owens is President; Matthew Bahrenburg is Chief Compliance Officer; Terry May is Treasurer; Brooke Rockey is Secretary. The firm is registered with FINRA and the Securities and Exchange Commission.
According to the firm’s BrokerCheck report and other FINRA records, CFD Investments has received several regulatory sanctions, including one in September 2017.